FINRA Member · SEC-Registered · CRD #40804 · Est. 1996
Chatsworth Securities LLC is headquartered at 95 E Putnam Avenue, Greenwich, CT 06830 and maintains offices in New York and Paris. Our CRD number and registration details are available through FINRA BrokerCheck at brokercheck.finra.org.
Investors and clients are encouraged to research brokers and advisory firms using FINRA BrokerCheck, a free public tool providing professional background information on current and former FINRA-registered broker-dealers and their registered representatives. You can access BrokerCheck at brokercheck.finra.org or by calling FINRA at 1-800-289-9999.
This website is designed for informational purposes only and does not constitute a solicitation or offer by Chatsworth Securities LLC to buy or sell any securities or to provide any investment advice or service. Nothing on this site shall constitute an offer to sell or the solicitation of any offer to buy securities in any jurisdiction where such offer, solicitation, or sale would be unlawful under applicable securities laws. Chatsworth Securities LLC and its employees, registered representatives, and members of their families may hold positions in the securities of clients or their competitors and may make purchases or sales for their own accounts or for other customers. Chatsworth Securities LLC has been retained to perform investment banking services for a wide range of clients and has received remuneration in the form of fees and warrants. Past performance is not indicative of future returns.
To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes a relationship with Chatsworth Securities LLC. When you establish a relationship with us, we will ask for your name, address, date of birth, tax identification number, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. This requirement applies to all clients and is not optional.
Electronic communications from Chatsworth Securities LLC are private and confidential and are intended solely for the named recipient. If you have received any communication from us in error, please notify the sender immediately and delete the message from your system. Unauthorized review, disclosure, distribution, copying, or other use of the contents of any Chatsworth communication is strictly prohibited and may result in legal liability. Internet communications are not fully secure and Chatsworth Securities LLC does not accept legal responsibility for the contents of messages transmitted over public networks. Outgoing and incoming emails and attachments may be monitored to ensure compliance with applicable law, regulations, and internal policies.
All electronic messages sent and received by Chatsworth Securities LLC associates are subject to review by the firm, its accountants, and regulatory agencies, including firms conducting anti-money laundering audits. Chatsworth Securities LLC may retain and reproduce electronic messages for national, state, federal, or other regulatory agencies as required by applicable law. Any content in firm emails that could be construed as market commentary represents strategic ideas provided to clients based on publicly available information and does not constitute an offer to buy or sell any securities. This website may contain links to third-party websites provided for convenience only. Chatsworth Securities LLC does not endorse or verify the content of any linked third-party site and accepts no responsibility for any loss or damage arising from your use of such sites.
Chatsworth Securities LLC maintains a Business Continuity Plan (BCP) designed to allow the firm to recover and resume operations as quickly as possible following a significant business disruption. Our plan addresses data backup and recovery, continuity of mission-critical systems, financial and operational assessments, and alternative communications with clients, employees, and regulators. In a disruption affecting only our office, we expect to resume operations within a brief period. In a broader regional disruption, we will transfer operations outside the affected area and expect to resume within two business days. Client records are backed up remotely and electronically.
Chatsworth Securities LLC is committed to protecting the privacy and confidentiality of your personal and financial information. We collect nonpublic personal information from the following sources: information you provide on applications, agreements, or other forms; information about your transactions with us or third parties; information from consumer reporting agencies; and information resulting from due diligence and identity verification. We use this information solely to provide investment banking and related services, communicate with you about your relationship with us, and comply with applicable legal and regulatory obligations. We do not sell, trade, or otherwise disclose your nonpublic personal information to unaffiliated third parties, except as permitted by applicable law. Electronic communications are retained for a minimum of six years in accordance with SEC Rule 17a-4. When you visit our website, we may collect standard technical data such as IP address and pages visited, used solely for site analytics and security. We do not use third-party advertising trackers. Chatsworth Securities LLC maintains physical, electronic, and procedural safeguards to protect your information. This policy remains in effect until further notice.
For compliance-related inquiries, please contact Chatsworth Securities LLC at 95 E Putnam Avenue, Greenwich, CT 06830, by phone at +1 (203) 629-2612, or by email at dpedrosa@chatsworthgroup.com. This page was last reviewed in 2026 and will be updated periodically to reflect changes in applicable law or firm policy.