Chatsworth Securities LLC · Effective May 11, 2026
Chatsworth Securities LLC (“Chatsworth Securities,” “we,” “us,” or “our”) is a U.S. broker-dealer registered with the Securities and Exchange Commission (SEC), a member of the Financial Industry Regulatory Authority (FINRA), CRD number 40804, and a member of the Securities Investor Protection Corporation (SIPC). We maintain offices in Greenwich, CT, New York, and Paris. Our registered address is 95 E Putnam Avenue, Greenwich, CT 06830.
This Privacy Policy describes how we collect, use, and protect personal information obtained through this website, www.chatsworthgroup.com (the “Site”). It applies to all visitors regardless of location. For purposes of the General Data Protection Regulation (GDPR) and applicable European data protection law, Chatsworth Securities LLC is the data controller for personal information collected through this Site.
Website analytics: When you visit this Site, certain technical information is collected in aggregate, non-identifying form through Webflow Insights, our first-party analytics platform. This may include pages visited, time on site, and general traffic patterns. No individual visitor is tracked or identified.
Email inquiries: When you contact us through one of the inquiry options on this Site, we receive the information you include in your message, such as your name, email address, company, and the content of your inquiry. Contact on this Site is handled via direct email. We do not use contact forms that store submission data on our servers.
Financial client information: If you engage Chatsworth Securities as a client, your nonpublic personal financial information is governed by our Regulation S-P privacy notice, available on our Compliance and Notices page. This Privacy Policy covers website visitor data only. We do not collect payment card numbers, Social Security numbers, or government identification information through this Site.
We use the information we collect to respond to inquiries and follow up regarding our investment banking and advisory services; to understand how visitors use this Site in aggregate in order to improve its content and performance; to comply with applicable legal and regulatory requirements, including SEC and FINRA obligations; and to protect the security and integrity of our systems. We do not use your information for automated decision-making, profiling, or targeted advertising.
This section applies to individuals in the European Economic Area, the United Kingdom, and Switzerland. Where the GDPR or applicable equivalent legislation applies, we process personal data on the following legal bases.
Email inquiries and follow-up communications: Legitimate interests. We have a legitimate interest in responding to professional inquiries and conducting our investment banking business. We have assessed that this interest does not override the rights and freedoms of the individuals concerned.
Website analytics: Legitimate interests. We have a legitimate interest in understanding how visitors use our Site in order to improve it. Webflow Insights collects only aggregate, anonymized data and does not track individuals across sites or sessions.
Legal and regulatory compliance: Legal obligation. We are required by SEC, FINRA, and other applicable regulations to retain certain business communications and records for defined periods.
This Site uses only strictly necessary cookies and first-party analytics. Strictly necessary cookies: Our website infrastructure sets session-level cookies required for basic Site functionality. These cookies expire when your browsing session ends and do not collect personal information. First-party analytics: We use Webflow Insights, a privacy-friendly analytics service that collects aggregate, non-identifying data about how visitors use this Site. Webflow Insights does not use persistent tracking cookies, does not fingerprint individual visitors, and does not share data with advertising networks or third parties.
We do not use Google Analytics, Meta Pixel, LinkedIn Insight Tag, Google Tag Manager, or any third-party advertising or behavioral tracking tools. You may disable cookies in your browser settings at any time without affecting your ability to use this Site.
This Site is hosted on the Webflow platform. Webflow, Inc. (398 11th Street, San Francisco, CA 94103) provides website hosting and first-party analytics infrastructure. Webflow processes technical data about Site visitors in connection with providing these services. Webflow’s privacy policy is available at webflow.com/legal/privacy. We do not share your personal information with any other third-party service in connection with this Site.
This Site is hosted by Webflow, a U.S.-based company. If you are located in the European Economic Area, the United Kingdom, or Switzerland, technical data about your visit may be transferred to and processed in the United States. Where such transfers occur, we rely on appropriate legal safeguards as required by applicable data protection law, including those available under Webflow’s data processing terms. For information about the specific transfer mechanisms in place, contact us at dpedrosa@chatsworthgroup.com.
Business communications, including email inquiries received through this Site, are retained for a minimum of six years in accordance with SEC Rule 17a-4 and applicable FINRA records retention requirements. Aggregate, non-identifying website analytics data collected through Webflow Insights is retained in accordance with Webflow’s standard data practices. When a longer or shorter retention period is required by applicable law or regulation, we apply the applicable requirement.
Chatsworth Securities LLC maintains written policies and procedures to protect personal and customer information against unauthorized access, loss, or misuse. These include physical, electronic, and procedural safeguards proportionate to the sensitivity of the information maintained. In the event of a data security incident affecting sensitive customer information, we have procedures to notify affected individuals as required by applicable law and by SEC Regulation S-P, as amended in 2024, which requires broker-dealers to provide timely notification of incidents involving sensitive customer information.
If you are located in the European Economic Area, the United Kingdom, or Switzerland, you have the following rights under applicable data protection law. Right of access: you may request a copy of the personal data we hold about you. Right to rectification: you may request correction of inaccurate or incomplete data. Right to erasure: you may request deletion of your personal data, subject to our legal and regulatory retention obligations. Right to restriction: you may request that we limit processing of your data in certain circumstances. Right to data portability: you may request your data in a machine-readable format where processing is based on consent or contract. Right to object: you may object to processing based on legitimate interests, and we will cease unless we can demonstrate compelling grounds that override your rights. Right to withdraw consent: where processing is based on consent, you may withdraw it at any time without affecting the lawfulness of prior processing. Right regarding automated decisions: we do not engage in automated decision-making or profiling that produces legal or similarly significant effects on you.
To exercise any of these rights, contact us at dpedrosa@chatsworthgroup.com. If you are located in France, you have the right to lodge a complaint with the Commission Nationale de l’Informatique et des Libertés (CNIL) at cnil.fr. Individuals in other EEA member states may contact their national data protection authority.
Depending on your state of residence, you may have rights under applicable U.S. state privacy law regarding your personal information, including rights to know, access, correct, or request deletion of your data. For information about your rights or to submit a privacy request, contact us at dpedrosa@chatsworthgroup.com or write to us at 95 E Putnam Avenue, Greenwich, CT 06830.
If you are a California resident and believe you have rights under the California Consumer Privacy Act (CCPA) or the California Privacy Rights Act (CPRA), please contact us at dpedrosa@chatsworthgroup.com with your specific request. We will respond in accordance with applicable law.
For questions about this Privacy Policy, to exercise your data rights, or to report a privacy concern, contact us at: Chatsworth Securities LLC, Attn: Compliance, 95 E Putnam Avenue, Greenwich, CT 06830. Telephone: +1 (203) 629-2612. Email: dpedrosa@chatsworthgroup.com.
We may update this Privacy Policy from time to time to reflect changes in our data practices, the Site, or applicable law. The effective date at the top of this page reflects the most recent revision. We encourage you to review this page periodically. Material changes will be reflected in an updated effective date.