Legal Information

Terms of Use

Chatsworth Securities LLC · Effective May 11, 2026

1. Acceptance of Terms

By accessing or using this website (the “Site”), you agree to be bound by these Terms of Use. If you do not agree, do not use this Site. These Terms of Use apply to all visitors and users of the Site.

2. No Investment Advice

Nothing on this Site constitutes investment advice. All content on this Site, including practice area descriptions, market commentary, transaction summaries, Insights articles, and any other materials, is provided for general informational purposes only. It does not constitute, and should not be construed as, investment advice, financial advice, legal advice, tax advice, or a recommendation to buy, sell, hold, or otherwise transact in any security, investment, or financial instrument. No content on this Site should form the basis of any investment or financial decision. You should consult your own independent financial, legal, tax, and other advisors before making any investment or financial decision. Chatsworth Securities LLC does not provide investment advisory services as defined under the Investment Advisers Act of 1940. Services provided by Chatsworth Securities LLC as a registered broker-dealer are governed by separate engagement agreements and applicable regulatory requirements.

3. No Offer or Solicitation

Nothing on this Site constitutes an offer to sell, or a solicitation of an offer to buy, any security, investment, financial product, or service of any kind. Any such offer or solicitation will be made only through confidential offering documents or engagement letters and only to qualified persons in jurisdictions where such activity is lawfully permitted. Past transaction experience, representative mandates, or client references described on this Site do not constitute a guarantee of future results or a representation regarding the likelihood of comparable outcomes in any future engagement.

4. Broker-Dealer Status and Registration

Chatsworth Securities LLC is registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA), CRD number 40804, and the Securities Investor Protection Corporation (SIPC). Registration with the SEC and FINRA membership do not imply a particular level of skill or training and do not constitute an endorsement of the firm or its personnel by any regulatory body. To verify our registration and review background information, visit FINRA BrokerCheck at brokercheck.finra.org or contact FINRA at 1-800-289-9999.

5. Accuracy of Information

Chatsworth Securities LLC makes reasonable efforts to ensure the accuracy of information on this Site. However, we make no representation or warranty, express or implied, that any content is complete, accurate, current, or reliable. Content may be changed, updated, or removed at any time without notice. Descriptions of market conditions, regulatory frameworks, and transaction structures are general in nature and may not apply to any specific situation. No content on this Site constitutes legal, regulatory, or compliance advice.

6. Forward-Looking Statements

This Site may contain statements that constitute forward-looking statements within the meaning of applicable securities laws. Such statements involve known and unknown risks, uncertainties, and other factors that may cause actual results and outcomes to differ materially from those expressed or implied. Forward-looking statements reflect views as of the date made and are not updated to reflect subsequent developments unless required by applicable law.

7. Permitted Use and Restrictions

This Site is provided for general informational purposes. You may access and use this Site for your own lawful, personal, non-commercial review of information about Chatsworth Securities LLC and its services. You may not copy, reproduce, distribute, publish, or transmit any content from this Site without our prior written consent; use automated tools, scripts, or scrapers to extract content from this Site for any commercial purpose; use this Site in any manner that could damage, disable, overburden, or impair its operation or interfere with any other party's use; transmit any unlawful, harmful, or unauthorized material through or in connection with this Site; or attempt to gain unauthorized access to any portion of this Site, its underlying systems, or associated infrastructure.

8. Intellectual Property

All content on this Site, including text, graphics, logos, design elements, and the selection and arrangement of content, is the property of Chatsworth Securities LLC or its licensors and is protected by applicable copyright, trademark, and other intellectual property laws. The Chatsworth Securities name, logo, and associated marks are proprietary to Chatsworth Securities LLC. Nothing on this Site grants any license or right to use these marks without our prior written consent.

9. Third-Party Links

This Site may contain links to third-party websites, including regulatory resources such as FINRA BrokerCheck. These links are provided for your convenience only. Chatsworth Securities LLC does not control, endorse, or assume responsibility for the content, accuracy, privacy practices, or terms of any third-party website. Access to any third-party website is at your own risk.

10. Limitation of Liability

To the fullest extent permitted by applicable law, Chatsworth Securities LLC and its affiliates, officers, directors, employees, agents, and successors shall not be liable for any direct, indirect, incidental, special, consequential, or exemplary damages arising out of or related to your access to or use of this Site, or your reliance on any content on it, even if we have been advised of the possibility of such damages. This Site and its content are provided on an “as is” and “as available” basis without any warranty of any kind, express or implied, including but not limited to warranties of merchantability, fitness for a particular purpose, title, or non-infringement.

11. Jurisdictional Limitations

This Site is directed to persons who access it in jurisdictions where such access is lawful. It is not directed to any person in any jurisdiction where, by reason of that person's nationality, residence, citizenship, or domicile, the publication, availability, or use of this Site or its content would be contrary to applicable law or regulation, or would require any registration, licensing, or authorization not held by Chatsworth Securities LLC. Persons who access this Site from outside the United States are responsible for determining whether and to what extent their use of this Site is lawful in their jurisdiction and for complying with all applicable local laws. Chatsworth Securities LLC does not represent that the services described on this Site are available or appropriate in all jurisdictions.

12. Governing Law

These Terms of Use are governed by and construed in accordance with the laws of the State of New York, without giving effect to any conflict of law principles. Any dispute arising out of or relating to these Terms of Use or your use of this Site shall be subject to the exclusive jurisdiction of the federal and state courts located in the State of New York.

13. Changes to These Terms

We reserve the right to modify these Terms of Use at any time. Changes take effect upon posting to this Site with an updated effective date. Your continued use of the Site after any such change constitutes your acceptance of the revised Terms of Use.

14. Contact

Questions regarding these Terms of Use may be directed to Chatsworth Securities LLC, Attn: Compliance, 95 E Putnam Avenue, Greenwich, CT 06830. Telephone: +1 (203) 629-2612. Email: dpedrosa@chatsworthgroup.com.